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and Passive

In every human mind some ideas are adequate, and others mutilated and confused. But the ideas which in any mind are adequate are adequate in God in so far as He forms the essence of that mind, while those again which are inadequate in the mind are also adequate in God, not in so far as He contains the essence of that mind only, but in so far as He contains the ideas of other things at the same time in Himself. Again, from any given idea some effect must necessarily follow, of which God is the adequate cause, not in so far as He is infinite, but in so far as He is considered as affected with the given idea. But of that effect of which God is the cause, in so far as He is affected by an idea which is adequate in any mind, that same mind is the adequate cause. Our mind, therefore, in so far as it has adequate ideas, necessarily at times acts. Again, if there be anything which necessarily follows from an idea which is adequate in God, not in so far as He contains within Himself the mind of one man only, but also, together with this, the ideas[26] of other things, then the mind of that man is not the adequate cause of that thing, but is only its partial cause, and therefore, in so far as the mind has inadequate ideas, it necessarily at times suffers.

The Basic Endeavor of All Things

Individual things are modes by which the attributes of God are expressed in a certain and determinate manner; that is to say, they are things which express in a certain and determinate manner the power of God, by which He is and acts. A thing, too, has nothing in itself through which it can be destroyed, or which can negate its existence,[27] but, on the contrary, it is opposed to everything which could negate its existence. Therefore, in so far as it can and is in itself, it endeavors to persevere in its own being.

The Three Primary Emotions I Desire

The essence of the mind is composed of adequate and inadequate ideas (as we have shown), and therefore both in so far as it has the former and in so far as it has the latter, it endeavors to persevere in its being, and endeavors to persevere in it for an indefinite time. But since the mind, through the ideas of the modifications of the body, is necessarily conscious of itself, it is therefore conscious of its effort.

This effort, when it is related to the mind alone, is called will, but when it is related at the same time both to the mind and the body, is called appetite, which is therefore nothing but the very essence of man, from the nature of which necessarily follow those things which promote his preservation, and thus he is determined to do those things. Hence there is no difference between appetite and desire, unless in this particular, that desire is generally related to men in so far as they are conscious of their appetites, and it may therefore be defined as appetite of which we are conscious. From what has been said it is plain, therefore, that we neither strive for, wish, seek, nor desire anything because we think it to be good, but, on the contrary, we adjudge a thing to be good because we strive for, wish, seek, or desire it.

II Joy and Sorrow

If anything increases, diminishes, helps, or limits our body's power of action, the idea of that thing increases, diminishes, helps, or limits our mind's power of thought.

We thus see that the mind can suffer great changes, and can pass now to a greater and now to a lesser perfection; these passions explaining to us the emotions of joy and sorrow. By joy, therefore, in what follows, I shall understand the passion by which the mind passes to a greater perfection; by sorrow, on the other hand, the passion by which it passes to a less perfection. The emotion of joy, related at the same time both to the mind and the body, I call pleasurable excitement (titillatio) or cheerfulness; that of sorrow I call pain or melancholy. It is, however, to be observed that pleasurable excitement and pain are related to a man when one of his parts is affected more than the others; cheerfulness and melancholy, on the other hand, when all parts are equally affected. What the nature of desire is I have explained; and besides these three—joy, sorrow, and desire—I know of no other primary emotion, the others springing from these.

Definitions of the Principal Emotions

I.—Desire is the essence itself of man in so far as it is conceived as determined to any action by any one of his modifications.

Explanation.—We have said above, that desire is appetite which is self-conscious, and that appetite is the essence itself of man in so far as it is determined to such acts as contribute to his preservation. But I have taken care to remark that in truth I cannot recognize any difference between human appetite and desire. For whether a man be conscious of his appetite or not, it remains one and the same appetite, and so, lest I might appear to be guilty of tautology, I have not explained desire by appetite, but have tried to give such a definition of desire as would include all the efforts of human nature to which we give the name of appetite, desire, will, or impulse. For I might have said that desire is the essence itself of man in so far as it is considered as determined to any action; but from this definition it would not follow that the mind could be conscious of its desire or appetite, and therefore, in order that I might include the cause of this consciousness, it was necessary to add the words, in so far as it is conceived as determined to any action by any one of his modifications. For by a modification of the human essence we understand any constitution of that essence, whether it be innate, whether it be conceived through the attribute of thought alone or of extension alone, or whether it be related to both. By the word "desire," therefore, I understand all the efforts, impulses, appetites, and volitions of a man, which vary according to his changing disposition, and not unfrequently are so opposed to one another that he is drawn hither and thither, and knows not whither he ought to turn.

II. Joy is man's passage from a less to a greater perfection.

III. Sorrow is man's passage from a greater to a less perfection.

Explanation.—I say passage, for joy is not perfection itself. If a man were born with the perfection to which he passes, he would possess it without the emotion of joy; a truth which will appear the more clearly from the emotion of sorrow, which is the opposite to joy. For that sorrow consists in the passage to a less perfection, but not in the less perfection itself, no one can deny, since in so far as a man shares any perfection he cannot be sad. Nor can we say that sorrow consists in the privation of a greater perfection for privation is nothing. But the emotion of sorrow is a reality, and it therefore must be the reality of the passage to a lesser perfection, or the reality by which man's power of acting is diminished or limited. As for the definitions of cheerfulness, pleasurable excitement, melancholy, and grief, I pass these by, because they are related rather to the body than to the mind, and are merely different kinds of joy or of sorrow.

IV. Astonishment is the imagination of an object in which the mind remains fixed because this particular imagination has no connection with others.

Explanation.—That which causes the mind from the contemplation of one thing immediately to pass to the thought of another is that the images of these things are connected one with the other, and are so arranged that the one follows the other; a process which cannot be conceived when the image of the thing is new, for the mind will be held in the contemplation of the same object until other causes determine it to think of other things. The imagination, therefore, considered in itself, of a new object is of the same character as other imaginations; and for this reason I do not class astonishment among the emotions, nor do I see any reason why I should do it, since this abstraction of the mind arises from no positive cause by which it is abstracted from other things, but merely from the absence of any cause by which from the contemplation of one thing the mind is determined to think other things. I acknowledge, therefore, only three primitive or primary emotions, those of joy, sorrow, and desire; and the only reason which has induced me to speak of astonishment is, that it has been the custom to give other names to certain emotions derived from the three primitives whenever these emotions are related to objects at which we are astonished. This same reason also induces me to add the definition of contempt.

V. Contempt is the imagination of an object which so little touches the mind that the mind is moved by the presence of the object to imagine those qualities which are not in it rather than those which are in it.

The definitions of veneration and scorn I pass by here, because they give a name, so far as I know, to none of the emotions.

VI. Love is joy with the accompanying idea of an external cause.

Explanation.—This definition explains with sufficient clearness the essence of love; that which is given by some authors, who define love to be the will of the lover to unite himself to the beloved object, expresses not the essence of love but one of its properties. In as much as these authors have not seen with sufficient clearness what is the essence of love, they could not have a distinct conception of its properties, and consequently their definition has by everybody been thought very obscure. I must observe, however, when I say that it is a property in a lover to will a union with the beloved object, that I do not understand by will a consent or deliberation or a free decree of the mind (for that this is a fiction we have demonstrated above), nor even a desire of the lover to unite himself with the beloved object when it is absent, nor a desire to continue in its presence when it is present, for love can be conceived without either one or the other of these desires; but by will I understand the satisfaction that the beloved object produces in the lover by its presence, by virtue of which the joy of the lover is strengthened, or at any rate supported.

VII. Hatred is sorrow with the accompanying idea of an external cause.

Explanation.—What is to be observed here will easily be seen from what has been said in the explanation of the preceding definition.

VIII. Inclination (propensio) is a joy with the accompanying idea of some object as being accidentally the cause of joy.

IX. Aversion is sorrow with the accompanying idea of some object which is accidentally the cause of the sorrow.

X. Devotion is love towards an object which astonishes us.

Explanation.—Astonishment arises from the novelty of the object. If, therefore, it should happen that we often imagine the object at which we are astonished, we shall cease to be astonished at it, and hence we see that the emotion of devotion easily degenerates into simple love.

XI. Derision is joy arising from

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